Jim Carroll

Senior Wealth Advisor and Portfolio Manager

Jim Carroll joins Ballast Rock Private Wealth as a Senior Wealth Advisor & Portfolio Manager. He was previously at the Toroso Advisors division of Tidal Financial Group, a multi-billion dollar RIA offering asset management, wealth advisory and ETF consulting services.

In his role at BRPW, he advises high net worth clients on wealth management and specializes in systematic ETF strategies designed to achieve specific objectives. Prior to moving to Toroso, Jim founded wealth advisor LongRun Capital Management in 2003.

His previous experience includes four years as Chief Financial Officer of a NASDAQ-listed company and sixteen years as an investment banker with Smith Barney, Kidder Peabody and Bear Stearns. He also served four years of active duty as an officer in the U.S. Army. Jim earned a BA in Psychology from Claremont McKenna College and an MBA from Harvard Business School.

Licences: Series 65