Jim Carroll joined Ballast Rock Private Wealth in 2023 as a Senior Wealth Advisor & Portfolio Manager. In his role at BRPW, he advises high net worth clients on wealth management and specializes in tax-aware investment strategies as well as systematic ETF strategies designed to achieve specific objectives. 

Prior to joining Ballast Rock, Jim spent four years at Tidal Financial Group and founded wealth advisor LongRun Capital Management in 2003. His previous experience includes four years as Chief Financial Officer of a NASDAQ-listed company and sixteen years as an investment banker with Smith Barney, Kidder Peabody and Bear Stearns.  He also served four years of active duty as an officer in the U.S. Army.  Jim earned a BA in Psychology from Claremont McKenna College and an MBA from Harvard Business School.